Working With Galleon
Relationship Guide
A clear guide to the services, responsibilities, institutions, communications, and standards that define the Galleon client relationship.
Explore ↓Our Perspective
Clarity From the Beginning
A successful relationship depends on a shared understanding of what Galleon provides, which services are delivered by other professionals or institutions, how information is exchanged, and how decisions are authorized and implemented.
The Journey
The Relationship at a Glance
Scope of Advice
Define the investment-management and wealth-planning responsibilities included in the client agreement.
Custody and Execution
Explain the role of qualified custodians, account access, statements, trade execution, and asset protection.
Communication
Establish primary contacts, meeting cadence, secure document channels, and procedures for time-sensitive instructions.
Outside Professionals
Clarify how attorneys, accountants, trustees, banks, insurers, and other specialists participate in coordinated work.
Our Approach
Defined Responsibilities. Better Coordination.
The governing client agreement and current regulatory documents control the formal relationship. This guide helps clients understand how those responsibilities operate in practice and where to direct specific needs.
- 01Confirm the scope
- 02Establish secure access
- 03Coordinate professionals
- 04Review the relationship
A More Complete View
Bring the Full Financial Picture Into Focus.
Important information: This guide is informational. The executed advisory agreement, custodial agreements, and current regulatory disclosures govern the applicable services and responsibilities.
